Kathryn Swain

Vice President, Wealth Consultant

Kathryn Swain is a Wealth Consultant responsible for business development at Calamos Wealth Management, located in the New York City office. With over two decades of industry experience, Kathryn is responsible for maintaining and growing relationships with core centers of influence, referral partners, and clients. She has specialized experience in working with concentrated equity positions, employee stock options, and complex, tax-sensitive portfolios.

Prior to joining Calamos, Kathryn was a financial professional with Prudential Advisors, where she built a practice focused on tax-efficient diversification for executives, founders, and long-term investors holding significant positions in leading technology companies. Earlier in her career, she founded and led her own SEC-registered RIA in Los Angeles, and spent a decade as Vice President, Regional Marketing Director at Churchill Management Group, where she managed the firm's presence within the TD Ameritrade and Fidelity institutional advisor referral networks. Kathryn began her career at Charles Schwab, where she spent eight years in institutional marketing helping RIA firms build their presence within the Schwab Advisor Network.

Kathryn earned her BA from the University of Maryland. She resides in Manhattan with her partner, and is a former collegiate track athlete and competitive cyclist.